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Wednesday, July 17, 2019

War and Warfare in the Sixth Wave of Innovation (2020-2045)


{ Now available at Indian Defence Review Online at the LINK }

Responding to War and Warfare in the
Sixth Wave of Innovation (2020-2045)

By 2020 we would have entered the Sixth Wave of Innovation (6WoI). Some experts claim the sixth wave has already started around 2015. As per Schumpeter’s Cycles/waves of innovation that define the economic system of the world, currently we are running the 5th wave of innovation based on software, digital networks and new media (1990-2020)[1]. This wave is going to give way to the sixth wave of innovation which will be based[2] on (a) Things becoming Nano, Networked, Autonomous and Hypersonic, through (2) Computational approaches based on Algorithmic intelligence and Quantum Computing, thereby providing (3) ability to synthesize reality, biology and energy. 

Creative Destruction
As pointed out by Schumpeter[3] the new wave of technological innovation also brings along the creative destruction. He writes, “Process of industrial mutation, incessantly revolutionizes the economic structure from within, incessantly destroying the old one, incessantly creating a new one”. 
The sixth wave of innovation, however, also is coupled this time with shaking up of the world order. One can say, so were the previous waves – start of 5th wave (1990-2020) was also the demise of Soviet Union and end of Cold War albeit with a new war on Iraq – the 1991 Gulf War. Similarly, the 4th wave of innovation (1950-1990) driven by Petrochemicals, Electronics and Aviation started after the colossal World War II.
Globalization and Anti-Globalization – What has changed in the 5th Wave of Innovation (1990-2020)

Has the world changed more in last 30 years than it changed in previous 30 years? Is the new world after the end of cold war changing much more rapidly compared to the world that was on tight leash by the opposing superpowers?  From 1989 to 2019 we definitely have come a long way ahead. One may argue that will always be the case in any 30 year period. Would one say that from 1959 – 1989 world changed much less than it changed from 1989-2019? Or is this question insignificant?
Definitely last thirty years have given us a tremendously fast-paced connected world, some may argue connected dangerously and some others may say pacing dangerously – as a small event in one small part may have an unprecedented effect on the whole world. The world built on information superstructure that has been in the making for many decades after Second World War, has definitely shaped the present idiosyncratic world that is too complex and aberrant with serious global ramifications of very small events felt instantly around.  
Amy Chuha in her book “World on Fire” [4]describes "globalization has created a volatile concoction of free markets and democracy that has incited economic devastation, ethnic hatred and genocidal violence throughout the developing world." This is really the other side - the connected beings in the globalizing world become “haves” and stronger “haves”, leaving the unconnected ones as “have-nots”. This is a potentially dangerous disparity that can kill the very roots of globalization. Borders and cultures still matter greatly as they provide an identity to individuals, and individual communities, which they want to protect at huge costs. There in lies the nemesis of standardization through technology enabled globalization. Hence a backlash to globalization has started in this decade, surprisingly driven by the very nations that were championing globalization in 1990s.
The first market crash after the word Globalization became a commodity was a clear indication of the complex world that we live in now. Complicated new financial tools outpaced the comprehension of regulators, bankers or customers. In fact, comprehension has gone for a toss – despite being free we are swamped with unprecedented choices – and the explosion of choice is not what human mind can absorb easily. This is the danger of complexity. When Globalization is the focus - complexity increases without warning and it engulfs the world in dimensions not  comprehensible. How to design globalization without discounting complexity is what Innovation should be focusing on - therein lies the play -  globalization, complexity and innovation as three-pronged world dimensions need to be taken care of, simultaneously.
When western countries (read US) forced Indian and other Asian economies to open their markets in late 1980s and early 1990s, the west believed that it will get large markets for its products as well as cheap labor to work leaving enough resources for its leisure and pleasure. The western countries forced economies to open through multiple thrusts and forces that the so called poor protected economies had no means to push back. The poor relented. In 1990s opening of Indian economy was criticized and generated a feeling of fear of new products coming to India thus ending the so-called monopoly of existing players in the protected economy.
Well, two decades later, the story has been turned on its head. It is the hunter who is feeling hunted now. The Asian industries due to the strong innovation capability in a constrained environment that they are used to, have created a much bigger impact due to spreading globalization - for the simple reason that  people there are more used to ingenuity in adapting to change. And the change is what has exploded due to globalization. In the Connected Age, the early adapters will only thrive. The era of lazy, leisure seeking, materialistic, automation dependent humans - in any society - either in US, Europe or Asia is ending. We have entered the age of continuous creative work - that will lead to the future - under constraints of living with limited natural resources. Some years back an article in New Yorker noticed, “When we persuaded developing countries to open their doors to us, we also opened our doors to them. Now they’re walking through[5]." Well, when doors are opened, traffic tends to flow both ways.

Rise of China, Strategic Superpower Competition in Cyberspace and Digital Economy

The Global Order started changing at the end of 1980s and with the demise of Soviet Union and an unprecedented display of modern military prowess through information technologies and beaming of war operations in our drawing rooms in 1991 Gulf-war, a Uni-polar world was announced.   A decade later, 9/11 demonstrated that the type of technologies and integration of various aspects of military mission that have been unleashed can be effectively used by relatively small groups who may have resource crunch but are intensely motivated or brain-washed have-nots of the world and can  inflict damage through a careful combination of networks, knowledge, motivation and scheming. The US in its continuous efforts and focus on Russia in 1990s and even early 2000s  was so completely engaged with the war on terror that it somehow missed the rise of a new power – the people’s republic of China. In fact, till last decade the Sino-US economies were  too interlinked to consider thoughts of a joint Sino-US world economic order.
However, this time the shakeup is happening in the forms that are not well-known (trade war between not so sincere and genuine friends – US and China - since 1998[6]  as stated by  eminent Chinese Scholar - Yan Xuetong. He further states and predicts that the world is headed towards a Bipolar Order that will be different from cold war of the past in many aspects – especially as it is not based on ideology but on technology and race for national power. However, the most important aspect this “strategic competition” offers is in the form and shape it is taking in an unchartered territory of cyberspace and digital economy. We are moving towards an uncertain, unstable and chaotic state of  world affairs with everyone having mistrust of the superpowers as well as the multilateral treaties and structures.

It’s time to Define - Cyberspace
What do we mean by Cyberspace? What about Cyber Warfare? Cyber Security? There doesn't seem to be a definition that is agreed upon.
“Cyberspace” – Definitions Deluge – What it is?  Pentagon – which can be credited with the creation of ARPANET in 1970s – a precursor to perhaps one of the greatest distractions to humanity in the last century - the Internet – has provided at least 12 definitions of “Cyberspace” over the years. The latest being the year 2008 definition, “The global domain within the information environment consisting of the interdependent networks of information technology infrastructures, including the Internet, telecom networks, computer systems, and embedded processors and controllers”.
Singer and Friedman in their book, “Cybersecurity and Cyberwar – what everyone needs to know”[7], describe cyberspace as
“Cyberspace is the realm of computer networks (and the users behind them) in which information is stored, shared, and communicated online”.
The book further lists down the key feature of cyberspace as - an information environment made up of digitized data that is created, stored, and most importantly shared. It is not the data alone, but it includes the networks of computers, infrastructure, Internet, Intranets, and other communication systems that allow information, organized as digital data, to flow. Since the authors include people/users of the information structures as well, the definition includes cognitive realm, besides the physical and digital spaces.
Cyberspace may be global but it has its divisions and notions of sovereignty, nationality and property. Cyberspace is “living” – constantly changing, evolving. Unlike geography the cyberspace geography is much more mutable. Evolving from an initial “expert” only strata, it has become the nervous system controlling the economy and has already become the dominant platform for life in 21st Century. Internet is where we live – central platform for business, culture and personal relationship. However, it is a place where everyone doesn’t play nice. Increasingly it has become a place of risk and danger.
Cyberspace-X Given the above centrality of “cyberspace” in our life, we see the emergence of multi-hued specific context “cyberspaces”. These “specific context cyberspaces” would prefer to be disjoint – or “air-gapped” – from the global cyberspace – for different reasons (such as privacy, security, niche nature of transactions and/or specific functionality, features or fraternity), yet they will use and allow the core technologies for  digital data, infrastructure, protocols, software, rules, computers and communication systems that are used to build “the global cyberspace”. We will call these special context Cyberspaces as Cyberspace-X.
The general-purpose Cyberspace-X may include but is not limited to - Strategic Cyber Space (e.g., MNCs, Large enterprises, National Governments), Politico-military/Military Cyber Space, Governance Cyber Space, Open market places/ e-Commerce/auction exchanges, Social networks, Vehicular ( train or ship), etc.
Definition of Cyberspace-X
The specific context cyber spaces (calling it Cyberspace-X) is information, communication, computing and decision environment where digital data is created, stored, exchanged, flows, and updated for assisting, enabling, and making various actors (automatons and humans) enact their roles, perform their functions, and achieve their objectives, over different computer networks. The networks and cyberspace are potentially vulnerable to unauthorized actors who may have adverse objectives to those of the actors belonging and authorized to the cyberspace. These objectives may include disrupting, degrading, damaging, destroying, and even demolishing the components, capabilities, and infrastructure of Cyberspace-X.
Cyberspace strategic competition is new form of warfare in the Multi-dimensional warfare

As I mentioned in my previous article[8], we have identified 15 dimensions of warfare including the Cyberspace and Economic Warfare. Further, we are witnessing a change in the character of warfare in these dimensions along with strategic switching from one dimension to another as an offset strategy. Cyberspace Strategic Competition in a digital economy that is transitioning to the sixth wave of innovation through creative destruction of established economic systems is a sure shot recipe for increasing entropy of the repolarizing world.

Goals and Objectives of 15-D warfare in the Sixth wave of innovation

The truism captured in the dictum “war is politics by other means” need to be relooked in the “new” warfare – with a caveat warfare indeed is either new or different from what we have seen or known before. War has always been one of the means to achieve political goals. Nature of war as a violent means to inflict damage or cost on the adversary for diplomatic, political, economic reasons or ownership of resources has remained same for too long. The question to be explored, analyzed and perhaps understood through potentially a new framework of warfare is how much and in what form the political goals that have historically driven wars between nation states have changed, mutated or will evolve in the new dimensions that have emerged or may emerge in future.

Indian defence capability for the wars in the Sixth wave of Innovation (2020-2045)

Creating the defence forces, their doctrine and their equipment for this sixth wave of innovation are questions that we need to answer. These force structures, systems and doctrines need to respond to threats that will also be evolving in the sixth wave of innovation.

Starting point of course is to clearly understand the Goals and Objectives of India in emerging world. The emerging world is displaying upheavals or instability in the emerging strategic landscape of potential bipolarity which will be stable, with technology driven creative-destruction of the established world economic system where means of production and skills needed to operate are substantially being transferred to non-human systems. Further, the opaqueness of the substrate on which our human oriented conflict-dynamics played historically has changed and is changing rapidly into interconnected and interdependent systems of unparalleled complexity. We are truly perplexed to operate in this substrate of man-made dimensions yet incomprehensible by human mind.

While we do need to change military structures, the political requirements for going to war need to be seen - are these changing? Thus, what will be the political aim - defend the territory or destroy the enemy? Is India going to fight an adversary who has military or will it be non-state actors or surrogate organizations designed for hybrid or asymmetric wars with asymmetric instruments of war[9]? Maneuver aims the enemy's mind as against the physical destruction of men and material in attrition war. In the 15-D warfare what will be maneuvered – will it be multi-dimensional pain-inflicting capability or will it be encirclement, dimension by dimension? What will defeat the enemy? Physical casualties or total disruption of the systems of administration and governance? What will be defeat or victory? Are we moving towards a continuous orientation of resources and switching of conflicts in these dimensions? These aspects will dictate the force structures and weapon systems required. The war ends when one government accepts defeat/ceasefire. Are these changing? Perhaps we are moving to an era where wars will co-exist with peace, only the eclectic mix will have characteristics that will vary dimension to dimension? We are not going to kill each other in millions as we did in 20th century wars, but will we not be continuously, comprehensively and certainly at the throats of each other – an era of multi-level mis-trust between global and regional powers or at even smaller national levels?

These questions do not have straightforward answers.

We propose following three initiatives for Indian defence and security establishments to develop and create for the Warfare and wars in the sixth wave of innovation

Develop a New Theory of War, Warfare and Combat for the Sixth Wave of Innovation (2020-2045) – Systems Approach to discover, define, describe, develop, design & deploy, and operate the new forces and also define how will India fight these wars and political reasons or goals that will need us to go to war in a dimension against a particular adversary

Theory of war, warfare and combat, as defined in the previous centuries are based on Clausewitz and two specific approaches to combat – attrition and maneuver in the general sense. Combined with Boyd’s OODA loop and dismantlement of Clauswitzian center of gravity of the opponent, the theory still remains deeply ingrained in the defence structuring and development of  nations at large.

The first two decades of this century, however, have shown the inadequacy of the theory to explain the type of wars and the changing character of war that has emerged. Nations and powers are playing war in all 15 dimensions that we have identified. The Chinese Unrestricted war proposed in 1999 and Russian Hybrid war since 2006 have also become multi-domain war/operations including the so-called information domain.

The 7th Revolution in Military Affairs[10] – called the Autonomous/Robotic war will become more and more pronounced as we move to the third decade of 21st century. India should develop the new theory of political goals, objectives and drivers as also of war, warfare and combat as the Clausewitz “nature” of war that has remained invariant to date is already undergoing a noticeable change.

New methods for Defence and security Systems in Sixth Wave of Innovation

The Globalizing innovation Complexity of the 21st century has given us and is demanding systems that are ultra-large-scale systems[11]. Further complexity of such system of systems on Internet scale demands mechanisms that are increasingly becoming harder to to comprehend  by the users, viz.,  what is cyberspace really? This dumbing down of human operators and users in the explosion of technological complexity requires us to find new approaches to understand, build and operate  such systems. Further, the chances of such systems failing humanity and the national infrastructures  built on top of them are increasing in an opaque manner. We need new approaches for such systems – what methods we use to design a building cannot be used to design a city. Scale requires new approaches for defending and securing such systems in an increasingly complex globalizing world.

Scale, Computation, Algorithmic and Network (SCAN) Thinking for Warfare in the Sixth Wave of Innovation

We have been using analytical and logical thinking for solving problems and developed comprehensive toolsets, procedures and methodologies for applying such thinking to fulfil our needs, capture opportunities and solve problems. We  have also experienced  value thinking, inventive thinking and systems thinking – although not to the extent of analysis and logic. The new wave, however, is demanding us to develop and apply new forms of thinking in 4 new dimensions – Scale thinking[12], Computational thinking[13], Algorithmic thinking (Pentagon already has an algorithmic warfare cell[14])  and Network thinking[15] (The SCAN thinking dimensions). It is essential that we develop our solutions, systems, force structures, doctrines and combat capabilities for the 15-dimensional warfare in the sixth wave of innovation using SCAN thinking besides utilizing the analytical, logical, value, inventive and systems thinking approaches that have helped us to respond effectively in the previous waves .


Key Message – Creating an Indian capability for wars and warfare for sixth wave of innovation
We are in a repolarizing world reflected in strategic superpower competition between the US and China in an unfathomable cyberspace and digital-economy territory that will give rise to a new type of bipolar world. Further, world economy is going through a new creative destruction driven by things becoming nano, hypersonic, networked and autonomous. These are being developed using new forms of algorithmic intelligence and quantum computing. Humankind has got an unprecedented ability  with these technologies to synthesize biology, energy and reality. This will give rise to a new wave of innovation which we call the sixth wave of innovation (2020-2045). Since the wars in the sixth wave will be 15-dimensional, national interests, our geo-political, geo-economic and strategic objectives need to be clearly articulated. However, the clarity on the linkages between political objectives in the new world and means to achieve them through war are becoming nebulous. The uncertainty and lack of clarity on national objectives in the 15-dimension warfare exacerbated by the increasing entropy of the world order, technology driven creative destruction of economic systems and seemingly increasing mutations of warfare require a comprehensive rethink on how to defend and secure the nation.  Our forces and our defence capabilities need to be enhanced using the new development tools, concepts and thinking for the sixth wave of innovation. We propose that a new theory of political objectives with comprehensive details of national interests should be developed along with the new theory, new methods and new thinking to recreate defence capabilities for wars and warfare in the upcoming sixth wave of innovation. A tall order indeed, alas, it is inevitable  now!


[1] https://www.economist.com/special-report/2014/08/11/catch-the-wave
[2] http://www.crafitti.com/sixth-woi.html
[3] https://en.wikipedia.org/wiki/Capitalism,_Socialism_and_Democracy
[4] https://www.amazon.com/World-Fire-Exporting-Democracy-Instability/dp/0385721862
[5] https://www.newyorker.com/magazine/2008/01/28/the-tata-invasion
[6] http://www.globaltimes.cn/content/1157022.shtml#.XSN1quFpitU.linkedin
[8] http://www.indiandefencereview.com/news/war-as-a-multi-dimensional-whole-a-framework-for-india-in-a-repolarizing-world/
[9] http://www.indiandefencereview.com/news/winning-the-asymmetric-wars-matrix-of-instruments-of-war/
[10] https://ssi.armywarcollege.edu/pubs/parameters/issues/Winter_2017-18/5_Hoffman.pdf
[11] https://resources.sei.cmu.edu/library/asset-view.cfm?assetid=30519
[12] https://www.santafe.edu/news-center/news/geoffrey-wests-long-anticipated-book-scale-emerges
[13] https://en.wikipedia.org/wiki/Computational_thinking
[14] https://www.defenseone.com/technology/2017/05/pentagons-new-algorithmic-warfare-cell-gets-its-first-mission-hunt-isis/137833/
[15] https://link.springer.com/chapter/10.1007/978-3-540-77028-2_3

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